Information disclosure and personal representation requirements govern further clarification and authorised appearances in banker-to-an-issue registration applications. Registration of bankers to an issue permits the Board, for disposing of an application, to require the applicant to provide further information or ... Summary
Information disclosure and personal representation requirements govern further clarification and authorised appearances in banker-to-an-issue registration applications.
Registration of bankers to an issue permits the Board, for disposing of an application, to require the applicant to provide further information or clarification on matters relevant to the proposed banker-to-an-issue activity. If required, the applicant officer must appear for personal representation through an officer duly authorised by the applicant.
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