Service and publication of settlement orders: must be served and published, while confidentiality protects applicant identity. Regulation 25 requires settlement orders be served on the applicant and published on the Board's website, disclosing the provisions of securities law ... Summary
Service and publication of settlement orders: must be served and published, while confidentiality protects applicant identity.
Regulation 25 requires settlement orders be served on the applicant and published on the Board's website, disclosing the provisions of securities law alleged to have been violated; provided that where confidentiality applies the publication must not directly or indirectly disclose the applicant's identity.
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