Annual report requirement: SEBI must submit its annual report to the Central Government within prescribed period following Appendix format. The rule requires the Board to submit to the Central Government an annual report in the Appendix-specified form within the prescribed period after the financial year-end. The Appendix prescribes Parts I-IV: Part I covers policy and programme reviews including market segments and assessment; Part II and Part III require reporting on operations, registration and regulation of intermediaries and collective investment schemes, promotion of self-regulatory organisations, fraudulent and unfair trade practices, investor education, insider trading, takeovers, inspections, delegated functions, fees and research; Part IV addresses organisational matters.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Annual report requirement: SEBI must submit its annual report to the Central Government within prescribed period following Appendix format.
The rule requires the Board to submit to the Central Government an annual report in the Appendix-specified form within the prescribed period after the financial year-end. The Appendix prescribes Parts I-IV: Part I covers policy and programme reviews including market segments and assessment; Part II and Part III require reporting on operations, registration and regulation of intermediaries and collective investment schemes, promotion of self-regulatory organisations, fraudulent and unfair trade practices, investor education, insider trading, takeovers, inspections, delegated functions, fees and research; Part IV addresses organisational matters.
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