Form of Annual Report.
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....endix. (2) The annual report referred to in sub-regulation (2) shall be submitted to the Central Government within ^1[ninety] days after the end of the each financial year. APPENDIX SECURITIES AND EXCHANGE BOARD OF INDIA (ANNUAL REPORT) RULES, 1994 [See rule 3] Form of Annual Report of Securities and Exchange Board of India PART I Policies and Programmes (a) Review of the g....
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....tivities having a bearing on the working of the securities market. PART III Functions of Securities and Exchange Board of India in respect of matters specified in section 11 of Securities and Exchange Board of India Act, 1992:- (a) Regulation of business in stock exchanges: (Indicate measures adopted for regulation of business in stock exchanges including their trading and ....
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....utual funds and regulation of above collective investment schemes and mutual funds). (d) Promotion and regulation of self-regulatory organisations: (Give an account of measures taken by Securities and Exchange Board of India to promote and regulate self-regulatory organisation). (e) Fraudulent and unfair trade practices: (Give details regarding fraudulent and un....
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....curities and Exchange Board of India). (i) Information called from, inspection undertaken, inquiries and audit of the Stock Exchanges and intermediaries and self-regulating organisations in the securities market conducted by Securities and Exchange Board of India: (Give details regarding above). (j) Delegated powers and functions: [Give details regarding perform....
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