CONSTITUTION, PROCEDURES AND POWERS OF COMMITTEES AND PANEL OF WHOLE TIME MEMBERSecurities and Exchange Board of India (Settlement of Administrative and CIVIL Proceedings) Regulations, 2026
CONSTITUTION, PROCEDURES AND POWERS OF COMMITTEES AND PANEL OF WHOLE TIME MEMBERSecurities and Exchange Board of India (Settlement of Administrative and CIVIL Proceedings) Regulations, 2026
Securities and Exchange Board of India (Settlement of Administrative and CIVIL Proceedings) Regulations, 2026 Chapter VII SETTLEMENT WITH CONFIDENTIALITY
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Interim confidentiality and assurance may permit withholding regulatory measures where supplied information reasonably indicates a possible securities law violation. Where the Board reasonably believes that information supplied by an applicant concerns a possible securities law violation that has occurred, is ongoing, ... Summary
Interim confidentiality and assurance may permit withholding regulatory measures where supplied information reasonably indicates a possible securities law violation.
Where the Board reasonably believes that information supplied by an applicant concerns a possible securities law violation that has occurred, is ongoing, or is about to occur, it may refrain from initiating regulatory measures. This may afford the applicant interim confidentiality and assurance against regulatory action and against being proceeded with.
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