CONSTITUTION, PROCEDURES AND POWERS OF COMMITTEES AND PANEL OF WHOLE TIME MEMBERSecurities and Exchange Board of India (Settlement of Administrative and CIVIL Proceedings) Regulations, 2026
CONSTITUTION, PROCEDURES AND POWERS OF COMMITTEES AND PANEL OF WHOLE TIME MEMBERSecurities and Exchange Board of India (Settlement of Administrative and CIVIL Proceedings) Regulations, 2026
Securities and Exchange Board of India (Settlement of Administrative and CIVIL Proceedings) Regulations, 2026 Chapter VII SETTLEMENT WITH CONFIDENTIALITY
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Confidential securities-law settlements require substantial assistance, truthful disclosure, continuous cooperation, and cessation of participation in alleged violations. Confidentiality may be granted to a person providing substantial assistance concerning securities-law violations in exchange for admitting default solely ... Summary
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Securities and Exchange Board of India (Settlement of Administrative and CIVIL Proceedings) Regulations, 2026
Confidential securities-law settlements require substantial assistance, truthful disclosure, continuous cooperation, and cessation of participation in alleged violations.
Confidentiality may be granted to a person providing substantial assistance concerning securities-law violations in exchange for admitting default solely for settlement. The applicant must cease participation, provide complete and truthful information and evidence, cooperate throughout the process, and preserve relevant documents. Applications are available only before or during an examination, investigation, inspection or audit. Failure to meet conditions permits use of supplied information in proceedings, while incomplete or knowingly false material may result in rejection.
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