CONSTITUTION, PROCEDURES AND POWERS OF COMMITTEES AND PANEL OF WHOLE TIME MEMBERSecurities and Exchange Board of India (Settlement of Administrative and CIVIL Proceedings) Regulations, 2026
CONSTITUTION, PROCEDURES AND POWERS OF COMMITTEES AND PANEL OF WHOLE TIME MEMBERSecurities and Exchange Board of India (Settlement of Administrative and CIVIL Proceedings) Regulations, 2026
Settlement gravity factors increase administrative and civil proceeding terms according to reputation risk and the nature of securities-law violations. Regulation 14 prescribes gravity factors for settlement applications in administrative and civil securities proceedings. A reputation-risk factor of 0.25 ... Summary
Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015
Settlement gravity factors increase administrative and civil proceeding terms according to reputation risk and the nature of securities-law violations.
Regulation 14 prescribes gravity factors for settlement applications in administrative and civil securities proceedings. A reputation-risk factor of 0.25 applies to applications made without admission of securities-law violations. Additional factors apply for failure to make an open offer, offer-document violations without fraudulent-trade-practice allegations, insider-trading violations, and fraudulent and unfair trade practice violations. Applicable additional factors are added to the reputation-risk factor.
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