Compliance Officer Obligations require listed entities to appoint qualified secretarial professionals and ensure complete, authentic regulatory filings. Listed entities must appoint a qualified company secretary as compliance officer, while an entity incorporated outside India must appoint a company ... Summary
Compliance Officer Obligations require listed entities to appoint qualified secretarial professionals and ensure complete, authentic regulatory filings.
Listed entities must appoint a qualified company secretary as compliance officer, while an entity incorporated outside India must appoint a company secretary or equivalent. The compliance officer must ensure regulatory conformity, coordinate and report to the Authority, recognised stock exchanges and depositories, and implement correct procedures to secure the correctness, authenticity and comprehensiveness of filed information, statements and reports.
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