Electronic trading platform data preservation requires secure controlled access, mandated retention, and continued availability after registration ends. Electronic Trading Platform Operators must maintain confidential, secure, controlled access to all activity-related data and retain it in readily ... Summary
Electronic trading platform data preservation requires secure controlled access, mandated retention, and continued availability after registration ends.
Electronic Trading Platform Operators must maintain confidential, secure, controlled access to all activity-related data and retain it in readily retrievable form for at least eight years. Separate retention periods apply to data sought in Authority investigations and investigations by other agencies under applicable law. Following cancellation or surrender of registration, an operator may be directed to share all platform-activity data with the Authority or another specified agency.
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