Insurance intermediary registration requires exclusive authorised business, regulatory compliance, KYC and AML controls, disclosure, records, and client grievance redressal.

Registration and renewal of registration for IIIOs require exclusive conduct of authorised insurance-intermediary business, compliance with applicable regulatory requirements, KYC and AML guidelines, written disclosure of materially false information or material changes, and adequate client grievance redressal. IIIOs must maintain prescribed policy-wise records and books of account, comply with the Code of Conduct, avoid multi-level marketing for insurance business, and may be subject to additional registration conditions.

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