GENERAL OBLIGATIONS OF A RECOGNISED STOCK EXCHANGE AND A RECOGNISED CLEARING CORPORATIONInternational Financial Services Centres Authority (Market Infrastructure Institutions) Regulations, 2021
GENERAL OBLIGATIONS OF A RECOGNISED STOCK EXCHANGE AND A RECOGNISED CLEARING CORPORATIONInternational Financial Services Centres Authority (Market Infrastructure Institutions) Regulations, 2021
Code of conduct compliance obliges market infrastructure governing bodies and personnel, with removal or termination following a hearing for breaches. Recognised market infrastructure institutions must ensure that governing boards, directors, committee members and key management personnel comply with the ... Summary
Code of conduct compliance obliges market infrastructure governing bodies and personnel, with removal or termination following a hearing for breaches.
Recognised market infrastructure institutions must ensure that governing boards, directors, committee members and key management personnel comply with the Code of Conduct in Part B of Schedule I. Breach of the regulations or Code of Conduct, or a conflict of interest, may lead to action including removal or termination. Such action may follow an institutional reference or be initiated on the Authority's own motion, subject to a reasonable opportunity to be heard.
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