Employee securities trading restrictions prohibit speculative dealing, tipping on unpublished price-sensitive information, and place the insider-trading burden on employees. Employees are prohibited from engaging in badla trading or from trading or speculating in stocks, shares, securities or commodities. An employee with ... Summary
Employee securities trading restrictions prohibit speculative dealing, tipping on unpublished price-sensitive information, and place the insider-trading burden on employees.
Employees are prohibited from engaging in badla trading or from trading or speculating in stocks, shares, securities or commodities. An employee with unpublished price-sensitive information must not encourage another person to deal in the related securities. In allegations of insider trading, the employee bears the onus of proving absence of insider trading.
Full Summary is available for active users!
Note: It is a system-generated summary and is for quick reference only.