Employee equity investment restrictions extend to specified family-funded and guardian-managed investments while preserving limited exceptions. Employee investment restrictions prohibit direct or indirect investments in equity and equity-related instruments, including convertible debentures and ... Summary
Employee equity investment restrictions extend to specified family-funded and guardian-managed investments while preserving limited exceptions.
Employee investment restrictions prohibit direct or indirect investments in equity and equity-related instruments, including convertible debentures and warrants. Exceptions permit units of mutual funds, non-convertible bonds, non-convertible debentures, and rights issues relating to shares already held by the employee. Coverage includes employee investments, guardian-managed investments of dependent children or other wards, and specified family investments made from money received from the employee.
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