Track record and reputation requirements govern fund management entity registration through experience, integrity, investor coverage and employee qualifications. Fund management entity registration requires a sound track record and a general reputation for fairness and integrity. Retail entities may qualify through ... Summary
Track record and reputation requirements govern fund management entity registration through experience, integrity, investor coverage and employee qualifications.
Fund management entity registration requires a sound track record and a general reputation for fairness and integrity. Retail entities may qualify through prescribed collective asset-management and investor experience of the entity, its holding company or subsidiaries, or through qualifying experience of controlling persons together with prescribed net worth. Alternative criteria may support innovative fintech companies. Non-retail and authorised entities require employees with prescribed relevant experience.
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