Risk management and internal controls require fund management entities to protect client assets across business and outsourced activities. Fund Management Entities must maintain a sound system for comprehensive risk management. Adequate internal procedures and controls, appropriate to the ... Summary
Risk management and internal controls require fund management entities to protect client assets across business and outsourced activities.
Fund Management Entities must maintain a sound system for comprehensive risk management. Adequate internal procedures and controls, appropriate to the businesses undertaken and including outsourced activities, are required to protect clients' and investors' interests and assets and ensure proper risk management.
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