Advisory services agreements require intermediary compliance, adherence to conduct standards, and satisfaction of the minimum portfolio-value condition. Advisory services within portfolio management services require an FME to enter into an agreement with each prospective client. The FME must comply with ... Summary
Advisory services agreements require intermediary compliance, adherence to conduct standards, and satisfaction of the minimum portfolio-value condition.
Advisory services within portfolio management services require an FME to enter into an agreement with each prospective client. The FME must comply with regulation 34 of the IFSCA (Capital Market Intermediaries) Regulations, 2025, observe the applicable code of conduct, and provide advisory services only for a portfolio valued at not less than USD 75,000. The relevant compliance and code-of-conduct references were updated from the 2021 regulations to the 2025 regulations.
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