Fund Management Entity compliance failures may trigger registration suspension, cancellation, or other regulatory action to protect investor interests.

Suspension, cancellation of registration, or other action against a Fund Management Entity may be taken for non-compliance with registration conditions or applicable regulatory requirements, failure to furnish required information or periodic reports, or provision of materially false or misleading information. Action may also follow from non-cooperation in regulatory enquiries, inspections, or investigations, failure to address investor complaints satisfactorily, or any act or omission warranting intervention or adverse to investor interests.

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