INSTITUTIONAL MECHANISM FOR PREVENTION AND DETECTION OF FRAUD OR MARKET ABUSE - Securities and Exchange Board of India (Stock Brokers) Regulations, 2026
INSTITUTIONAL MECHANISM FOR PREVENTION AND DETECTION OF FRAUD OR MARKET ABUSE - Securities and Exchange Board of India (Stock Brokers) Regulations, 2026
Stock broker duties: avoid conflicts, disclose them, and not seek personal advantage or prioritise broker interests over clients. A stock broker must ensure no conflict of interest arises when dealing with a client; if a conflict occurs the broker must disclose it to the client and ... Summary
Stock broker duties: avoid conflicts, disclose them, and not seek personal advantage or prioritise broker interests over clients.
A stock broker must ensure no conflict of interest arises when dealing with a client; if a conflict occurs the broker must disclose it to the client and must not seek direct or indirect personal advantage, nor consider clients' interest inferior to its own.
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