INSTITUTIONAL MECHANISM FOR PREVENTION AND DETECTION OF FRAUD OR MARKET ABUSE - Securities and Exchange Board of India (Stock Brokers) Regulations, 1992
INSTITUTIONAL MECHANISM FOR PREVENTION AND DETECTION OF FRAUD OR MARKET ABUSE - Securities and Exchange Board of India (Stock Brokers) Regulations, 1992
Registration refusal effect: applicant must cease all sub-broker activity upon communication of the refusal by regulator. Regulation 14 has been omitted. Previously the provision required that a person whose application for grant of a certificate was refused was to, from the ... Summary
Registration refusal effect: applicant must cease all sub-broker activity upon communication of the refusal by regulator.
Regulation 14 has been omitted. Previously the provision required that a person whose application for grant of a certificate was refused was to, from the date of communication of that refusal under regulation 13, cease to carry on any activity as a sub-broker.
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