Removal of sub broker provisions streamlines stock broker regulations by omitting specified chapters, clauses and forms. Amendment omits all references to sub-brokers and subbroker language from the principal stock-brokers regulations, deletes Chapter III, removes specified clauses (including parts of Regulation 2(1), Regulation 17(1), Regulation 18B, Regulation 26(xiv), Schedule III clause II) and excises Form B, Form C and Form CA from Schedule I, together with certain return related text in Schedule II; Regulation 27 is amended to delete qualifying words and the phrase 'or sub-broker', effecting a streamlined regulatory scope focused solely on stock brokers.
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Removal of sub broker provisions streamlines stock broker regulations by omitting specified chapters, clauses and forms.
Amendment omits all references to sub-brokers and subbroker language from the principal stock-brokers regulations, deletes Chapter III, removes specified clauses (including parts of Regulation 2(1), Regulation 17(1), Regulation 18B, Regulation 26(xiv), Schedule III clause II) and excises Form B, Form C and Form CA from Schedule I, together with certain return related text in Schedule II; Regulation 27 is amended to delete qualifying words and the phrase "or sub-broker", effecting a streamlined regulatory scope focused solely on stock brokers.
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