Compliance Officer appointment requires independent, immediate reporting of any observed regulatory non compliance by foreign investors. Every Foreign Institutional Investor must appoint a Compliance Officer responsible for monitoring adherence to applicable statutes, rules, regulations, ... Summary
Compliance Officer appointment requires independent, immediate reporting of any observed regulatory non compliance by foreign investors.
Every Foreign Institutional Investor must appoint a Compliance Officer responsible for monitoring adherence to applicable statutes, rules, regulations, notifications, guidelines and instructions issued by the regulatory authority and central government, and must immediately and independently report any observed non compliance to the regulatory authority.
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