RESTRICTION ON RATING OF SECURITIES ISSUED BY PROMOTERS OR BY CERTAIN OTHER PERSONS - Securities and Exchange Board of India (Credit Rating Agencies) Regulations, 1999
RESTRICTION ON RATING OF SECURITIES ISSUED BY PROMOTERS OR BY CERTAIN OTHER PERSONS - Securities and Exchange Board of India (Credit Rating Agencies) Regulations, 1999
Internal trading controls required to prevent insider trading and fraudulent market practices by credit rating agency employees. Credit rating agencies must establish internal procedures and systems to monitor employees' trading in clients' securities, aimed at preventing ... Summary
Internal trading controls required to prevent insider trading and fraudulent market practices by credit rating agency employees.
Credit rating agencies must establish internal procedures and systems to monitor employees' trading in clients' securities, aimed at preventing contravention of insider trading regulations, rules prohibiting fraudulent and unfair trade practices, and other laws relevant to securities trading.
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