ACTION IN CASE OF DEFAULT AND MANNER OF SUSPENSION OR CANCELLATION OF CERTIFICATE - Securities and Exchange Board of India (Intermediaries) Regulations, 2008
ACTION IN CASE OF DEFAULT AND MANNER OF SUSPENSION OR CANCELLATION OF CERTIFICATE - Securities and Exchange Board of India (Intermediaries) Regulations, 2008
Inspection report submission triggers Board discretion to consider and take appropriate action under intermediary regulations. Regulation 21 mandates that the inspecting authority submit inspection reports, including interim reports, to the Board and preserves the Board's power to ... Summary
Inspection report submission triggers Board discretion to consider and take appropriate action under intermediary regulations.
Regulation 21 mandates that the inspecting authority submit inspection reports, including interim reports, to the Board and preserves the Board's power to assess those reports and take such action as it deems fit and appropriate under the intermediary regulations.
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