Inspection powers require mutual funds and personnel to produce documents and facilitate examinations during investigations.

Regulation 63 requires mutual funds, trustees and asset management companies and their officers, directors and employees to produce books, accounts, records and other documents and to furnish statements and information as the inspecting officer may require, within a reasonable period. The regulation also requires provision of copies of materials deemed relevant, reasonable access to premises and facilities to examine records and computer data, and permits the inspecting officer to examine or record statements of personnel, with a duty on all officers and employees to give necessary assistance.

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