GENERAL OBLIGATIONS AND RESPONSIBILITIES OF DESIGNATED DEPOSITORY PARTICIPANTS - Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2014
GENERAL OBLIGATIONS AND RESPONSIBILITIES OF DESIGNATED DEPOSITORY PARTICIPANTS - Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2014
Inspection cooperation obligations: depository participants must produce records, grant access, and assist inspecting officers during regulatory inspections. Designated depository participants must produce books, records, securities, accounts and other documents and furnish statements and information as the ... Summary
Referred In :
Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2014
Inspection cooperation obligations: depository participants must produce records, grant access, and assist inspecting officers during regulatory inspections.
Designated depository participants must produce books, records, securities, accounts and other documents and furnish statements and information as the inspecting officer requires within reasonable time, grant reasonable access to premises and facilities for examining books, records and computer data, provide copies of relevant materials, and permit examination or recording of statements of any director, officer or employee while giving all reasonable assistance to the inspecting officer.
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