Securities and Exchange Board of India (Research Analysts) Regulations, 2014 Chapter III MANAGEMENT OF CONFLICTS OF INTEREST AND DISCLOSURE REQUIREMENTS
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Research report distribution rules prohibit selective release and require review plus disclosure of third party conflicts before dissemination. Distribution of research reports must not be provided selectively to internal trading personnel or particular clients ahead of other entitled recipients. ... Summary
Research report distribution rules prohibit selective release and require review plus disclosure of third party conflicts before dissemination.
Distribution of research reports must not be provided selectively to internal trading personnel or particular clients ahead of other entitled recipients. Distributors of third party research must review such reports for untrue or misleading material facts and either disclose any material conflicts of interest of the third party provider or supply a web address to the provider's disclosures. These review and disclosure duties are waived if the distributor has no direct or indirect business or contractual relationship with the third party provider.
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