INSTITUTIONAL MECHANISM FOR PREVENTION AND DETECTION OF FRAUD OR MARKET ABUSE - Securities and Exchange Board of India (Stock Brokers) Regulations, 1992
INSTITUTIONAL MECHANISM FOR PREVENTION AND DETECTION OF FRAUD OR MARKET ABUSE - Securities and Exchange Board of India (Stock Brokers) Regulations, 1992
Sub-broker registration requires Board satisfaction of eligibility and issuance of a certificate, subject to regulation 12A conditions. Regulation 12 requires the Board, once satisfied of a sub-broker's eligibility, to grant a certificate in Form E and notify the relevant stock ... Summary
Sub-broker registration requires Board satisfaction of eligibility and issuance of a certificate, subject to regulation 12A conditions.
Regulation 12 requires the Board, once satisfied of a sub-broker's eligibility, to grant a certificate in Form E and notify the relevant stock exchange(s); registration may be granted subject to terms and conditions laid down in regulation 12A(1).
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