Distributor engagement leaves pension funds fully and solely accountable for distributor conduct, compliance, activities, and regulatory adherence. A Pension Fund may engage distributors to market, solicit, or service Subscribers, but remains fully and solely responsible for each distributor's ... Summary
Distributor engagement leaves pension funds fully and solely accountable for distributor conduct, compliance, activities, and regulatory adherence.
A Pension Fund may engage distributors to market, solicit, or service Subscribers, but remains fully and solely responsible for each distributor's conduct, compliance, and activities. The Pension Fund must ensure that engaged distributors comply with applicable regulations and directions issued by the Authority.
Full Summary is available for active users!
Note: It is a system-generated summary and is for quick reference only.