Inspection expense recovery allows Electronic Trading Platform Operators to bear audit and investigation costs incurred for regulatory scrutiny. The Authority may recover from an Electronic Trading Platform Operator expenses incurred in inspecting or investigating its books of account, records, ... Summary
Inspection expense recovery allows Electronic Trading Platform Operators to bear audit and investigation costs incurred for regulatory scrutiny.
The Authority may recover from an Electronic Trading Platform Operator expenses incurred in inspecting or investigating its books of account, records, documents, infrastructure, systems or procedures. Recoverable expenses include fees paid to auditors for conducting those inspection or investigation activities.
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