Market infrastructure governance requires independent risk controls, conflict disclosures, investor protection, and disciplined board oversight of regulated operations. Recognised market infrastructure institutions must comply with applicable IFSC and securities-market legislation and directions, apply due diligence, and ... Summary
Market infrastructure governance requires independent risk controls, conflict disclosures, investor protection, and disciplined board oversight of regulated operations.
Recognised market infrastructure institutions must comply with applicable IFSC and securities-market legislation and directions, apply due diligence, and maintain effective risk management, governance, investor-protection and investor-education measures. They must treat applicants and members fairly and transparently, promptly inform the Authority of violations by members, participants or issuers, safeguard system and market integrity, avoid conflicts and unfair competition, assign clear management responsibilities, and monitor participant compliance. They remain responsible for employee conduct and must promote sound business practices.
Full Summary is available for active users!
Note: It is a system-generated summary and is for quick reference only.