GENERAL OBLIGATIONS OF A RECOGNISED DEPOSITORYInternational Financial Services Centres Authority (Market Infrastructure Institutions) Regulations, 2021
GENERAL OBLIGATIONS OF A RECOGNISED DEPOSITORYInternational Financial Services Centres Authority (Market Infrastructure Institutions) Regulations, 2021
Code of conduct compliance requires directors and key management personnel to avoid conflicts, subject to hearing-based removal action. Directors and key management personnel of recognised market infrastructure institutions must comply with the Authority-specified Code of Ethics and Code ... Summary
Code of conduct compliance requires directors and key management personnel to avoid conflicts, subject to hearing-based removal action.
Directors and key management personnel of recognised market infrastructure institutions must comply with the Authority-specified Code of Ethics and Code of Conduct. For non-compliance with applicable regulations or codes, or for a conflict of interest, the Authority may act on an institutional reference or on its own motion. After providing a reasonable opportunity of being heard, it may take appropriate action, including removal or termination of appointment.
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