Regulation 4 - Obligation to seek Registration and Exemptions therefrom
International Financial Services Centres Authority (Capital Market Intermediaries) Regulations, 2025 Chapter II REGISTRATION OF CAPITAL MARKET INTERMEDIARIES
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Capital market intermediary registration requires certification, while specified incidental advisory activities and offshore service providers remain exempt. Registration is required for an IFSC unit undertaking prescribed capital market intermediary activities, with unified registration available for multiple ... Summary
Capital market intermediary registration requires certification, while specified incidental advisory activities and offshore service providers remain exempt.
Registration is required for an IFSC unit undertaking prescribed capital market intermediary activities, with unified registration available for multiple activities. Banking Units may act as bankers to an issue or investment bankers subject to applicable compliance and authorisation requirements. Separate research entity registration is not required for specified registered entities distributing public research reports. Exemptions cover specified incidental investment advice and certain offshore intermediaries servicing IFSC entities or relevant issuers, although an offshore entity establishing an IFSC unit must obtain registration.
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