Annual securities-market reporting requires comprehensive disclosure on market activity, investor protection, supervision, enforcement, and institutional governance. The annual-report form structures disclosure of regulatory operations, securities-market developments, risks and institutional administration. It covers ... Summary
Annual securities-market reporting requires comprehensive disclosure on market activity, investor protection, supervision, enforcement, and institutional governance.
The annual-report form structures disclosure of regulatory operations, securities-market developments, risks and institutional administration. It covers market and investment conditions, primary-market equity, debt and hybrid activity, corporate governance and restructuring, and intermediary registration and discipline. Secondary-market coverage extends to cash, equity, commodity, currency and interest-rate derivatives, with policy developments, performance, product approvals, risk measures and market concentration. It also requires reporting on stock exchanges, clearing corporations and depositories, including governance, trading and settlement practices, market development and investor-protection measures.
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