TaxTMI 
TaxTMI 
Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) (Amendment) Regulations, 2026.
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....ION OF ASSOCIATED PERSONS IN THE SECURITIES MARKETS) (AMENDMENT) REGULATIONS, 2026 F. No. SEBI/LAD-DOP/2026/319.- In exercise of the powers conferred by section 30 read with sections 11, 12 and 19 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Board hereby makes the following regulations to further amend the Securities and Exchange Board of India (Certification of Ass....
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....II. In regulation 2(1), (i) clause (c) shall be omitted; (ii) in clause (l), the symbol "." shall be substituted with the symbol ";"; (iii) after clause (l), the following new clause shall be inserted, namely - "(m) "specified person" means a principal or employee of an intermediary or an agent or distributor or other natural person engaged in the securities mar....
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....)", the words and symbols "or clause (d)" shall be inserted. VI. In regulation 4(3), the words, symbols and numbers "as may be specified by the Board under sub-regulation (1) of regulation 3" shall be substituted with the words and symbols, "of appearing for examination or date of obtaining CPE or date of enrolment in course or programme as may be specified by NISM in consultation with th....
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....inserted; (ii) after the words "for a period of three years" and before the words "at a time," the words "or for such other extended period as may be specified by the Board" shall be inserted. XI. After regulation 11, the following new regulation shall be inserted, namely - "Amendment to other regulations. 12. The regulations specified in the Schedule to these r....