General principles
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....tock broker shall- (a) act honestly, fairly and with due skill, care and diligence and in the interest of investors while conducting its business; (b) not indulge in manipulative, fraudulent or deceptive transactions or schemes or spread rumours with a view to distorting market equilibrium or making personal gains; (c) not create false market either singly or in collusio....
TaxTMI