Obligations of stock broker on inspection by the Board

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Full Text of the Document

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....tock broker to provide to the inspecting authority all assistance in connection with the inspection, which the stock broker may reasonably be expected to provide. (2) It shall be the duty of senior management, key managerial personnel, director, proprietor, partner, officer and employee of the stock broker to produce books, accounts, computer data and other documents in its custody or control a....