Other obligations and responsibilities for stock broker

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....lation (2) to (11), in the manner specified. Protection of client's funds and securities. (2) A stock broker shall- (a) ensure that the clients' funds are available at all times, as specified; (b) adhere to the allocation and segregation of collaterals at the client level and upstreaming of client funds provisions, as specified; and (c) segregate the money and secu....

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.... (b) adhere to the Securities and Exchange Board of India {KYC (Know Your Client) Registration Agency} Regulations, 2011 and any circulars or guidelines issued thereunder; and (c) ensure the confidentiality of all the details of the client and shall not disclose such details to any person except as required under any law, rules, regulations or with the express written permission of....