Securities and Exchange Board of India (Investment Advisers) (Amendment) Regulations, 2025.
X X X X Extracts X X X X
X X X X Extracts X X X X
....025/253.-In exercise of the powers conferred by sub-section (1) of section 30 read with clause (b) of sub-section (2) of section 11 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Board hereby makes the following regulations to further amend the Securities and Exchange Board of India (Investment Advisers) Regulations, 2013, namely: - 1. These Regulations may be called th....
X X X X Extracts X X X X
X X X X Extracts X X X X
....lations: Provided that the deposit shall be available for utilization in case the investment adviser fails to pay the dues emanating out of arbitration and conciliation proceedings, if any, under the Online Dispute Resolution Mechanism or such other mechanism as may be specified by the Board." BABITHA RAYUDU, Executive Director [ADVT.-III/4/Exty./268/2025-26] Footnotes: 1. The Secu....
X X X X Extracts X X X X
X X X X Extracts X X X X
..... SEBI/LAD-NRO/GN/2020/10; d. 3rd July, 2020 by the Securities and Exchange Board of India (Investment Advisers) (Amendment) Regulations, 2020 vide No. SEBI/LAD-NRO/GN/2020/22; e. 11th January, 2021 by the Securities and Exchange Board of India (Investment Advisers) (Amendment) Regulations, 2021, vide No. SEBI/LAD-NRO/GN/2021/04; f. 16th March, 2021 by the Securities and Exchange B....
X X X X Extracts X X X X
X X X X Extracts X X X X
....July, 2023 by the Securities and Exchange Board of India (Alternative Dispute Resolution Mechanism) (Amendment) Regulations, 2023 vide No. SEBI/LAD-NRO/GN/2023/137; l. 17th August, 2023 by the Securities and Exchange Board of India (Facilitation of Grievance Redressal Mechanism) (Amendment) Regulations, 2023 vide No. SEBI/LAD-NRO/GN/2023/146; m. 9th October, 2023 by the Securities an....