2015 (8) TMI 1600

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..... Chatterji, Senior Advocate i/b Juris Matrix. For the Respondent : Mr. Kumar Desai, Advocate with Mr. Tomu Francis, Advocate. ORDER PER: JUSTICE J.P. DEVADHAR 1. Appellant is aggrieved by the adjudication order passed by the Adjudicating Officer of Securities and Exchange Board of India (SEBI for short) on 28th August, 2014. By the said order, penalty of Rs. 5 lac is imposed on t....

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....rized in the impugned order as follows:- Trade Date Buy Qty. Sell Qty. Provisions of PIT Regulations violated 8-Oct-12 57180 - 13(4) & 13(4A) 19-Dec-12 50000 - 13(4) & 13(4A) 20-Dec-12 50000 - 13(4) & 13(4A) 4. In view of the aforesaid violations, penalty of Rs. 5 lac is imposed on the appellant under section 15A(b) of the SEBI Act. ....