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Relaxation of provision of advance fee restrictions in case of Investment Advisers and Research Analysts

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....on and Supervisory Body for Investment Advisers and Research Analyst - IAASB and RAASB) Sir / Madam, Sub: Relaxation of provision of advance fee restrictions in case of Investment Advisers and Research Analysts 1. Pursuant to the changes in SEBI (Research Analysts) Regulations, 2014 in December 2024, Securities and Exchange Board of India (SEBI), received representations regarding the ....

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....e shall not exceed fees for a period of one year. ii. The fee related provisions such as fee limit, modes of payment of fees, refund of fees, advance fee, breakage fees shall only be applicable in case of their individual and Hindu Undivided Family (HUF) clients (provided these clients are not accredited investors). These provisions shall not be applicable in case of non-individual client....

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