Disclosure of holding of specified securities and Holding of specified securities in dematerialized form
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....nsparency in the disclosure of shareholding pattern to the investors in the securities market, the Annexure 2 of section II-A of chapter II to the Circular is being partially modified as under: a. Table I-IV of the shareholding pattern has been amended as under: i. details of Non-Disclosure Undertaking, Other encumbrances, if any and total number of shares pledged or otherwise encumbered including NDU shall be disclosed by the listed entities. ii. It is clarified that underlying outstanding convertible securities also includes ESOPs i.e. the existing header of column X as "No. of Shares Underlying Outstanding convertible securities (including Warrants, ESOP etc.) iii. adding one additional column in the existing shareholding pattern format to capture the details of total number of shares on fully diluted basis (including warrants, ESOP, Convertible Securities etc.) b. Table II of the shareholding pattern has been amended as under: i. A footnote has been added to the table II, which provides the details of promoter and promoter group with shareholding "nil", can be accessed. The revised formats of the aforementioned are ....
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....brances, if any (XVI) Total Number of Shares encumbered (XVII)= (XIV+XV+XVI) Number of equity shares held in dematerialized form as per SCRR, 1957) No of Voting Rights As a % of (A+B+C2) Class Class To Total as a % of (VIII) eg: X eg: Y tal (A+B +C) ble securiti es (includi Securities etc.) ng Warrant (XI)=(VII+X) ding (including converti warrants, convertible ESOP, securities Convertibl (XVIII) (as a percentage No. As a No. As a No As a No of diluted (a) % of (a) % of % of · · As a % of total N As a % ° of total share total total (a) total (a) capital) Share share shar S, ESOP s held etc.) (XII) = (VII)+(X) S es shares held (b) shares held (b) (b) held held (X) As % of (A+B+C2) (b) (b) (A) Promoter & Promoter (B) Group Public (C) Non Promoter- (C1) (C2) Non Public Shares underlying DRs Shares held by Employee Trusts Total NA ....
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....ame (xyz...) (c) Financial Institutions/ Banks (d) Name (xyz...) Any Other (specify) Name (xyz...) Page 4 of 15 Sub-Total (A)(1) 531 à¤à¤¾à¤°à¤¤à¥€à¤¯ पà¥à¤°à¤¤à¤¿à¤à¥‚ति और विनिमय बोरà¥à¤¡ Securities and Exchange Board of India (2) Foreign (a) Individuals (Non- Resident Individuals/ Foreign Individuals) Name (xyz...) (b) Government Name (xyz...) (c) Institutions Name (xyz...) (d) Foreign (e) Portfolio Investors Name (xyz...) Any Other (specify) Name (xyz...) Sub-Total (A)(2) Total Shareholdin g of Promoter and Promoter Group |(A)= (A)(1)+(A)(2) Details of Shares which remain unclaimed may be given here along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights which are frozen etc. Page 5 of 15 Note: 1) 2) 3) S=3 à¤à¤¾à¤°à¤¤à¥€à¤¯ पà¥à¤°à¤¤à¤¿à¤à¥‚ति ....
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....Shar shar es es tot a held held , es held (i) (ii) (iii) (b) (b) (b) X) share ar (x) capital) (XII) es hel (b) (1) Institutions (Domestic) (a) Mutual Funds Name (Xyz) (b) Venture Capital Funds Name (Xyz) (c) Alternate Investment Funds Name (Xyz) (d) Banks Name (Xyz) (e) Insurance Companies NA NA NA NA NA NA NA NA NA NA Name (Xyz) NA (f) Provident NA Pension Funds Page 7 of 15 (g) Name (Xyz) Asset Reconstruction Companies Name (Xyz) ats Securities and Exchange Board of India 523 à¤à¤¾à¤°à¤¤à¥€à¤¯ पà¥à¤°à¤¤à¤¿à¤à¥‚ति और विनिमय (h) Sovereign Wealth Funds Name (Xyz) (i) NBFCs (j) registered with RBI Name (Xyz) Other Financial Institutions Name (Xyz) (k) Any Other (specify) Name (Xyz) Sub-Total B(1) (2) Institutions (Foreign) (a) Foreign Direct Investment Name (Xyz) (b) Foreign Venture Capital ....
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....¤¿ और विनिमय बोरà¥à¤¡ Securities and Exchange Board of India Page 10 of 15 NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA NA S=3 à¤à¤¾à¤°à¤¤à¥€à¤¯ पà¥à¤°à¤¤à¤¿à¤à¥‚ति और विनिमय बोरà¥à¤¡ Securities and Exchange Board of India NA NA NA (m) Any Other (specify) Name (Xyz) Sub-Total (B)(4) Total Public Shareholding (B) = (B)(1) + (B)(2)(B)(3) + B(4) Details of the shareholders acting as persons in Concert including their Shareholding (No. and %): Details of Shares which remain unclaimed may be given here along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights which are frozen etc. Note: (1) PAN would not be displayed on website of Stock Exchange(s). (2) The above format needs to be disclosed along with the names of the shareholders holding 1% or more than 1% of shares of the listed entity. Column no. (XIII) ....
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....rsion of convertible securities (as Number of Locked in shares (XIII) Number of Shares pledged (XIV) Non- Disclosure Undertaking (XV) Other encumbrance Total Number of Numb er of s, if any (XVI) Shares encumber equity share ed (XVII) = (XIV+XV+X VI) s held a percentage demat erializ of diluted ed share capital) form (includi ng Warrant (XII) (XVIII) No. As a No. (a) % of (a) S, ESOP, total Shar etc.) es (X) held (b) MONTORNES As No. As No. As No As (a) a % (a) of (a) tota tot tot al sha sh res sh are hel ar d es hel (b) he d ld (b) (b) NA NA (1) Custodian/DR Holder (a) Name of DR Holder available) (i) abc... (ii) efg... (If Sub-Total (C1) (2) Employee Benefit Trust / Employee Welfare Trust under SEBI (Share Based Employee Benefits and Sweat Equity) Regulations, 2021 (a) Name (abc... Sub-Total (C2) Total Promoter Non Non Public Page 12 of....
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