Association of persons regulated by the Board and their agents with certain persons
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....All registered Depositories BSE Limited (Administration and supervisory body for Investment Advisers and Research Analysts- IAASB/RAASB) Sir / Madam, Sub: Association of persons regulated by the Board and their agents with certain persons 1. Securities and Exchange Board of India (Intermediaries) (Amendment) Regulations, 2024, Securities Contracts (Regulation) (Stock Exchanges and....
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....ssly or impliedly, in respect of or related to a security or securities, unless the person has been permitted by the Board to make such a claim. The aforesaid provisions are not applicable in respect of an association through a "specified digital platform". The person regulated by the Board (including recognised stock exchanges, clearing corporations and depositories) is required to ensure t....
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....his circular. 5. While the guidelines on the preventive and curative measures for the digital platforms for their recognition as specified digital platform are being specified separately, the persons regulated by the Board (including recognised stock exchanges, clearing corporations and depositories), and their agents are advised to terminate their existing contracts, if any, with persons engag....
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