Investor Education and Protection Fund Authority (Form and Time of Preparation of Annual Report) Rules, 2018.

X X   X X   Extracts   X X   X X

Full Text of the Document

X X   X X   Extracts   X X   X X

....into force on the date of their publication in the Official Gazette. 2. Definitions. - (1) In these rules, unless context otherwise requires, - (a) "Act" means the Companies Act, 2013 (18 of 2013); (b) "Annual Report" means the annual report prepared by the Authority under sub-section (11) of section 125 of the Act; (c) "Authority" means the Investor Education and Protection Fund Authority constituted under sub-section (5) of section 125 of the Act; (d) "Form" means the Form annexed to these rules; (e) "Fund" means the Investor Education and Protection Fund (IEPF) established under section 125 of the Act; (f) "Investor" means any person, who has invested money in shares, or debentures....

X X   X X   Extracts   X X   X X

Full Text of the Document

X X   X X   Extracts   X X   X X

....hority. - A brief narrative alongwith a tabular statement on Refund application received by the Authority as follows: - (i) Number of applications pending at the beginning of the year; (ii) Number of applications received during the year; (iii) Number of applications in which sanction for refunds were made; (iv) Number of applications in which rejections were made; (v) Number of applications closed pursuant to rule 7 of IEPF (Accounting, Audit, Transfer and Refund) Second Amendment Rules, 2016; (vi) Number of applications pending at the end of the year. C. Investor Awareness advocacy. - A brief narrative of activities undertaken under clause (b) of sub-section (3) of Section 125....

X X   X X   Extracts   X X   X X

Full Text of the Document

X X   X X   Extracts   X X   X X

.... F. Transfer of amounts lying in IEPF to Senior Citizen Welfare Fund (SCWF). - (1) Amount transferred from IEPF to SCWF at the beginning of the year; (2) Transfer of amount from IEPF to SCWF during the year; (3) Total amount transferred to SCWF at the end of the year; (4) Any other information. G. Transfer of shares by Companies to the IEPF Authority. - A brief narrative alongwith a tabular statement on Refund application received by the Authority as follows: - (1) No. of shares transferred by Companies to IEPF at the beginning of the year; (2) No. of shares transferred by Companies to IEPF during the year; (3) No. of shares refunded by the IEPF during the year; (3) No.....