TaxTMI 
TaxTMI 
Registration No: (to be assigned by the Competition Commission of India) Information required to be filled in by the notifying party(ies)
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....the combination: 1.10 Date of pre-filing consultation, if any: Part II: Proof of payment of fees [See Clause (a) of Regulation 11] 2. Particulars of fee deposited Part III: Authorization regarding communication 3. Name, complete address and contact details of individual(s) located in India who is authorized to receive communication(s) on behalf of each of the notifying party(ies). Part IV: Meeting the thresholds [See section 5 of the Act] 4. Financial details and Value of Transaction 4.1 Details of assets and turnover of the parties to the combination in the format givenbelow: Name of the Parties Assets (as on___) Turnover (for FY___) In India (Rupees in crore) Worldwide In India (Rupees in crore) Worldwide USD (million) (Rupees in crore) USD (million) (Rupees in crore) Party 1 Party 2 Combined 4.2 Value of Transaction for combinations covered under section 5(d) of the Act and meeting of criteria prescribed under s....
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...., produce/provide similar or identical or substitutable products or services, considering all plausible alternative(s): Yes No If the answer is yes, furnish the following information [information shall be furnished for each of the plausible alternative relevant market]: 6.4.1 Details of the overlapping products/ services and the relevant product and relevant geographic market, considering all plausible alternative(s), along with explanation for accepting and rejecting each of the plausible alternative of relevant product and relevant geographic market; 6.4.2 Estimate, indicating the relevant source and the basis of estimate, the total size of the market for last three years, in terms of value of sales (in rupees) and volume (units); 6.4.3 Sales in value (in rupees) and volume (units) along with an estimate of the market share(s) of each of the parties to the combination (including their relevant group entities), for the last three years; and 6.4.4 Name and contact details of the five largest competitors (along with their market shares for last three years), customers and suppliers. 6.5 Vertical and Complementary Activities :&n....
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....e. 6.7 Brief overview of the sector(s) in which the parties to the combination operate. If parties to the combination are engaged in identical, similar, supplementary or complementary businesses, also provide a brief description of the market structure; regulatory framework; recent entry and exit; and any other relevant information, relating to concerned businesses. 6.8 If any of the parties to the combination was a party to any proceeding before the Commission under or pursuance to any provision of the Act or before other competition authority(ies), during the last five years, provide details of said proceeding(s). Part VII: Green Channel 7. Whether the notice for the proposed combination is under Green Channel: Yes No Part VIII: Attachments 8. Attach the following documents: 8.1 Authorisation for signing the notice (refer item 1.6 above). 8.2 Acknowledgement for payment of fees to the Commission (refer item 2 above). 8.3 Authorisation for receiving communication (refer item 3 above). 8.4 Annual report of the parties to the combination, for the preceding financial year. 8.5 Document(s) referred under explanatio....
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....on of incorporation/formation: 1.4. Registration number (if applicable): 1.5. Complete registered address / principal business address: 1.6. Name of the person signing on behalf of the parties to the combination and his contact details (email address, telephone number, mobile number, including country/city/area code): 1.7. Complete address and contact details in India: 1.8. Website address: 1.9. Relevant 4-digit National Industrial Classification of the activities of the parties to the combination: 1.10. Date of pre-filing consultation, if any: Part II: Payment of fee [See clause (b) of regulation 11] 2. Particulars of fee deposited. Part III: Authorisation regarding communication 3. Name, complete address and contact details of Individual(s) in India who is authorised to receive communication(s) on behalf of the notifying party(ies). Part IV: Meeting the thresholds [See section 5 of the Act] 4. Financial details and Value of Transaction 4.1. Details of assets and turnover of the parties to the combination in the format given below: Name of the Parties Assets (as on___) Turnover (for ....
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....etc.); 6.2.2. CEO / CFO /directors /partners /trustees / person in charge / other key managerial person(s) during the last one year; 6.2.3. Trade name(s), business name(s) and the brand name(s) used in India; and 6.2.4. Overview of activities worldwide and in India, as applicable. 6.3. List/details of the products (manufactured, supplied, distributed, and/or sold) and/or services provided by the parties to the combination. 6.4. Horizontal Overlaps - State as to whether the parties to the combination and/or their respective group entities, directly or indirectly, produce/provide similar or identical or substitutable products or services, considering all plausible alternative(s): Yes No If the answer is yes, furnish the following information [information shall be furnished for each of the plausible alternative relevant market(s)]: 6.4.1. Details of the overlapping products/ services and the relevant product(s) and relevant geographic market(s), considering all plausible alternative(s), alongwith explanation for accepting and rejecting each of the plausible alternative of relevant product and relevant geographic market(s); ....
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....4.6.3. Licensing / registration requirements to set up facilities for production / supply of the similar or identical or substitutable products or services; and 6.4.6.4. Government procurement policies which offer special dispensation to the parties to combination or their competitors. 6.4.7. Research and Development (R&D): 6.4.7.1. Importance of R&D capabilities and possession of intellectual property rights to enable an enterprise to remain competitive or to survive in the relevant market(s); 6.4.7.2. Nature and extent of the R&D activities, if any, carried out by the parties to the combination over last past five years and material intellectual property rights possessed by the parties to the combination; 6.4.7.3. Scheduled and / or intended R&D activities of parties of the combination, with and without the combination. Effect of the combination on extent, nature and/or size of R&D activities of the parties to the combination, and likely impact of such change on competition in the relevant market(s); and 6.4.7.4. Ease of procurement of relevant technologies including imports and off shelf purchases. 6.4.8. Entry into ....
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....sible alternative relevant market(s)]: 6.5.1. Details of the upstream and downstream activities or the complementary activities as the case may be, and the relevant product and relevant geographic market(s), considering all plausible alternative(s), along with explanation for accepting and rejecting each of the plausible alternative of relevant product and relevant geographic market(s); 6.5.2. Market size for the last five years for relevant product and/or services; 6.5.3. Market share of each of the parties to the combination (including their relevant group entities) for relevant product and/or services for the last five years; 6.5.4. Name and contact details of the largest competitors having market share of at least five percent (along with their market shares for the last five years) for relevant product and services; 6.5.5. Name and contact details of five largest customers of each of the parties having presence in upstream market along with individual share of such customers in supplies made by the party(ies) for last five years; 6.5.6. Name and contact details of five largest suppliers of each of the parties having presenc....
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....intellectual property rights possessed by the parties to the combination; and 6.5.10.3. Ease of procurement of relevant technologies including imports and off shelf purchases. 6.5.11. Entry into the relevant market(s): 6.5.11.1. Factors influencing entry into the relevant market(s); 6.5.11.2. Details of enterprise(s) that have entered or attempted to enter the relevant market(s) in the last five years; 6.5.11.3. Details of likelihood of entry of enterprise(s) of significant size in the relevant market(s) in the next two years; 6.5.11.4. Details of entry or attempt to entry by any party to the combination in relevant upstream or downstream markets during last five years; 6.5.11.5. Details of planned entry in any geographic area in India or expansion, whether in terms of capacity or geographic area etc., in relevant upstream product / service or downstream product / service; and 6.5.11.6. Details of pipeline acquisitions in same relevant upstream or downstream market by the parties to the combination. 6.5.12. Exit from the relevant market(s): 6.5.12.1. Details of enterprise(s) that have exited o....
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....n (1) of regulation 4, if applicable. 7.6. Summary of the combination in terms of sub-regulation (2) of regulation 13 of these regulations. 7.7. Executive summary of the proposed combination specifying: (a) the parties to the combination; (b) the nature of the combination; (c) the areas of activities of the parties to the combination; (d) the market(s) (including its structure and state of competition) in which the combination will have or is likely to have an impact; (e) information with reference to sub-section (4) of section 20 of the Act; and (f) expected timeframe for completion of various stages of the Combination. 7.8. Chart depicting shareholding/extent of ownership and voting right (if different from ownership pattern) along with details of control, prior to and after the combination, of: (a) the parties to the combination starting from their ultimate parent entity and controlling shareholder(s); and (b) for the enterprises, whose structure, ownership and control will be directly or indirectly affected by the combination. 7.9. Recent organisational chart of each of the parties to the combinati....
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....is adversely affected or is likely to be affected by the combination, keeping in view the relevant provisions of the Act/ factors provided under sub-section (4) of Section 20 of the Act. The Commission is not likely to consider unsubstantiated objections. FORM IV [See regulation 25(3)] 1. Proposed Combination: 2. Likely Appreciable Adverse Effect on Competition (AAEC): 3. Summary of the Modification Offered: 4. Sufficiency of the Modifications to address the likely AAEC: 5. Divestment: 5.1. Divestment business: Description of the entities and/or businesses proposed to be divested along with the details of registered place of business, organizational structure, manufacturing facilities/ factories/ plants/ services centres/ sales offices, etc. 5.2. List of products and/or services offered through the divestment business. 5.3. Market share of the divestment business in the relevant market(s), during the preceding three financial years. 5.4. Scope of the divestment assets including the details of tangible and intangible assets/ intellectual properties; employees and other manpower; working capital, assets and liabilities; lice....