Modification to Enhanced Supervision of Stock Brokers and Depository Participants

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....okers and Depository Participants 1. SEBI, vide Circular no. SEBI/HO/MIRSD/MIRSD2/CIR/P/2016/95 dated September 26, 2016 (hereinafter mentioned as 'circular') and Master Circular for Stock Brokers dated May 22, 2024 (hereinafter mentioned as 'Master Circular'), inter alia, specified timelines for submission of annual audited accounts/net worth certificate by Stock Brokers/Depository Participant....

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....tock Brokers) of Annexure to Circular and Para 15.8.1.1.c of Master Circular Failure to furnish Annual Audited Accounts by October 31st of the relevant year Para 6.1.2.a (Monitoring criteria for DPs) of Annexure to Circular and Para 15.8.1.2.a of Master Circular Failure to furnish Net worth certificate to Depository for year ending March 31st by October 31st 3. The provisions of this c....