TaxTMI 
TaxTMI 
Securities and Exchange Board of India (Investment Advisers) (Amendment) Regulations, 2024
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....4/169.─In exercise of the powers conferred by sub-section (1) of section 30 read with clause (b) of sub-section (2) of section 11 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Board hereby makes the following regulations to further amend the Securities and Exchange Board of India (Investment Advisers) Regulations, 2013, namely, - 1. These regulations may be calle....
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.... provided under regulation 14 and who is granted the certificate after the date of recognition of such body or body corporate shall also be deemed to be enlisted with such a body or body corporate." II. Regulation 14 shall be replaced with the following regulation, namely, - "Recognition of body or body corporate for administration and supervision of investment advisers. 14.(1) The Board may....
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.... taken or any action that may be taken against any person in relation to the membership of the body or body corporate recognised under regulation 14 shall be deemed to have been done or taken or may be taken under the corresponding provisions of these regulations." BABITHA RAYUDU, Executive Director [ADVT.-III/4/Exty./049/2024-25] Footnotes: 1. The Securities and Exchange Board of India (Inves....
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....es and Exchange Board of India (Investment Advisers) (Amendment) Regulations, 2020 vide No. SEBI/LAD-NRO/GN/2020/22; (5) 11th January, 2021 by the Securities and Exchange Board of India (Investment Advisers) (Amendment) Regulations, 2021, vide No. SEBI/LAD-NRO/GN/2021/04; (6) 16th March, 2021 by the Securities and Exchange Board of India (Investment Advisers) (Second Amendment) Regulations, 20....