Securities and Exchange Board of India (Stock Brokers) (Amendment) Regulations, 2023.

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.... Exchange Board of India (Stock Brokers) (Amendment) Regulations, 2023. 2. They shall come into force on the date of their publication in the Official Gazette: Provided that the amendments in Regulation 17, Schedule V and Schedule VI shall come into force on such date as the Board may by notification appoint in the Official Gazette. 3. In the Securities and Exchange Board of India (Stock Brokers) Regulations, 1992 - I. in regulation 2, in sub-regulation (1), after clause (cb), the following new clause shall be inserted, namely, - "(cc) "qualified stock broker" means a stock broker referred to in regulation 18D of these regulations;" II. in Regulation 17, after sub-regulation (1), the following new s....

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....e and appropriate technical capacity; d) framework for orderly winding down; e) robust cyber security framework and processes; and f) investor services including online complaint redressal mechanism." IV. in Schedule V, in Part B, in clause 3, in sub-clause (1), in the Table, after the row for the "Electronic Gold Receipt Segment‟, the following row shall be inserted, namely, - " Segment Rate/Amount (in Rs.) Remarks Stock broker Clearing member Self-clearing member Execution Only Platforms * * *   " V. in Schedule VI, (i) in Table 1, after the remarks "# Networth requirement for members shall be Base Networth or Variable Netwo....

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....rch 14, 2000 by SEBI (Stock Brokers and Sub-Brokers) (Amendment) Regulations, 2000 vide S.O. No. 234 (E). g) March 28, 2000 by SEBI (Appeal to Securities Appellate Tribunal) (Amendment) Regulations, 2000 vide S.O. No. 278 (E). h) August 30, 2000 by SEBI (Stock Brokers and Sub-Brokers) (Second Amendment) Regulations, 2000 vide S.O. No. 787 (E). i) May 29, 2001 by SEBI (Investment Advice by Intermediaries) (Amendment) Regulations, 2001 vide S.O. No. 476(E). j) November 15, 2001 by SEBI (Stock Brokers and Sub-Brokers) (Amendment) Regulations, 2001 vide S.O. No. 1128 (E). k) February 20, 2002 by SEBI (Stock Brokers and Sub-Brokers) (Amendment) Regulations, 2002vide S.O. ....

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....(Payment of Fees) (Amendment) Regulations, 2009 vide Notification No. LADNRO/ GN/2009-10/11/167759. v) November 19, 2009 by the Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) (Amendment) Regulations, 2009 vide Notification No. LADNRO/GN/2009-10/21/183853. w) April 13, 2010 by the Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) (Amendment) Regulations, 2010 vide Notification No. LADNRO/GN/2010-11/06/1097. x) April 6, 2011 by the Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) (Amendment) Regulations, 2011 vide Notification No. F. No. LAD -NRO/ GN/2011 -12/01/11486. y) April 19, 2011 by the Securities and Exchange Board of India....

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....rch 29, 2017 by the Securities and Exchange Board of India (Payment of Fees and Mode of Payment) (Amendment) Regulations, 2017 vide Notification No. LADNRO/ GN/2016-17/038. gg) July 13, 2017 by the Securities and Exchange Board of India (Stock Brokers and Sub- Brokers)(Amendment) Regulations, 2017 vide Notification No. LADNRO/GN/2017-18/005. hh) March 13, 2018 by the Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) (Amendment) Regulations, 2018 vide Notification No. SEBI/LAD-NRO/GN/2018/03. ii) July 30, 2018 by the Securities and Exchange Board of India (Stock Brokers and Sub-Brokers)(Second Amendment) Regulations, 2018 vide Notification No. SEBI/LADNRO/GN/2018/27. ....