Institutional Mechanism for Prevention of Insider trading

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..../ Managing Director of an asset management company with the approval of the trustee or such other analogous person of an intermediary or fiduciary, shall put in  place adequate and effective system of internal controls to ensure compliance with the requirements given in these regulations to prevent insider trading. These internal controls shall include the following: ....

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....ternal controls; (f). Compliance of all other relevant requirements specified under these regulations. (2) The board of directors of an asset management company and the board of directors or head(s) of the organisation of intermediaries and fiduciaries, shall also ensure that the Chief Executive Officer or the Managing Director or such other analogous person complies wit....

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....omptly inform the Board promptly of such leaks, inquiries and result of such inquiries. (5) An asset management company shall with the approval of the trustees have a whistle-blower policy that is brought to the notice of their employees to enable them to report instances of leak of such unpublished price sensitive information . (6) In case an inquiry has been initiated by an ....