Reporting of trades in non-convertible securities under SEBI (Issue and Listing of Non-Convertible Securities) Regulations, 2021

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....onvertible Securities Madam/ Sir, Sub: Reporting of trades in non-convertible securities under SEBI (Issue and Listing of Non-Convertible Securities) Regulations, 2021 1. SEBI, vide Operational Circular No. SEBI/HO/DDHS/P/CIR/2021/613 dated August 10, 2021 (as amended from time to time), has prescribed the requirements pertaining to operational and other aspects relating to the issue and ....

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.... as follows: "1.3. The reporting of OTC trades in non-convertible securities shall be made by all person(s) dealing in such securities irrespective of whether they are SEBI registered intermediaries or otherwise, as per below mentioned format: Table 1: Trade and Settlement data of debt securities Deal type* (brokered/ direct/IST ISN Listed unlisted security ....

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....er-Scheme Transfers - Deals within schemes of same mutual fund/ Insurance Company; #Yield Type: The dealer/ user calculate yield and select the type at the time of reporting; '"Settlement status will be updated at EOD. 4. Stock Exchanges shall monitor the compliance of this circular / chapter XVI of the Operational circular and bring to the notice of SEBI, periodically, discrepancies in rep....