Relaxation in timelines for compliance with regulatory requirements
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....hanges / Clearing Corporations 4. Depository Participants through Depositories 5. KYC Registration Agencies Madam / Sir, Subject: Relaxation in timelines for compliance with regulatory requirements 1. In view of the situation arising due to COVID-19 pandemic, lockdown imposed by the Government and representations received from Stock Exchanges, SEBI had earlier provided relaxations i....
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....DOP/CIR/P/2020/255 dated December 31, 2020 and SEBI/HO/MIRSD/DOP/P/CIR/2021/559 dated April 29, 2021, timelines / period of exclusion were further extended for certain compliance requirements. 3. In view of the prevailing situation due to Covid-19 pandemic and representation received from Stock Exchanges, it has been decided to extend the timelines for compliance with the following regulatory r....
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....21 to clear the backlog. Till July 31, 2021, documents may be uploaded on to the system of KRA within 15 working days. *A 30-day time period is provided to SEBI Registered Intermediary after July 31, 2021 to clear the backlog. 5 Issue of Annual Global Statement to clients Till June 30, 2021. *Relaxation is provided only if the client has requested for a physical statement. Til....
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